Stephen Alexander Corry

CE No. AIC492 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Alexander Corry (), a licensed former licensee with CE reference AIC492. Total licence records on file: 9.

Licence history

FirmRoleRegulated activityFromTo
LGT Investment Management (Asia) Limited Rep Type 4 - Advising on securities 2011-05-20 2017-12-14
LGT Investment Management (Asia) Limited Rep Type 1 - Dealing in securities 2011-04-15 2017-12-14
Merrill Lynch Far East Limited Rep Type 2 - Dealing in futures contracts 2010-08-31 2011-01-11
Merrill Lynch Futures (Hong Kong) Limited Rep Type 2 - Dealing in futures contracts 2007-10-15 2010-08-31
Merrill Lynch (Asia Pacific) Limited Rep Type 1 - Dealing in securities present 2011-01-11
Merrill Lynch (Asia Pacific) Limited Rep Type 4 - Advising on securities present 2005-03-23
Merrill Lynch (Asia Pacific) Limited Rep Type 6 - Advising on corporate finance present 2005-03-23
Merrill Lynch (Asia Pacific) Limited Rep Type 7 - Providing automated trading services present 2005-03-23
Merrill Lynch (Asia Pacific) Limited Rep Type 9 - Asset management present 2005-01-25

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