Zhi (SFC:AIB283) Yu
于志
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhi (SFC:AIB283) Yu (于志), a licensed former licensee with CE reference AIB283. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KCG Fund Management Limited 寶通基金管理有限公司 |
RO | Type 9 — Asset management | 2023-10-13 | 2023-12-31 |
| KCG Fund Management Limited 寶通基金管理有限公司 |
Rep | Type 9 — Asset management | 2022-05-26 | 2023-10-13 |
| Holly International Asset Management Company Limited 弘業國際資產管理有限公司 |
RO | Type 9 — Asset management | 2019-05-07 | 2022-02-28 |
| Holly International Asset Management Company Limited 弘業國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-04-23 | 2019-05-07 |
| TC Capital Management Limited 天財資產管理有限公司 |
RO | Type 9 — Asset management | 2012-11-06 | 2019-03-29 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
Rep | Type 9 — Asset management | 2007-03-06 | 2012-10-18 |
| Sinochem Kingsway Asset Management Limited |
Rep | Type 4 — Advising on securities | present | 2004-07-29 |
| Sinochem Kingsway Asset Management Limited |
Rep | Type 6 — Advising on corporate finance | present | 2005-04-25 |
| Sinochem Kingsway Asset Management Limited |
Rep | Type 9 — Asset management | present | 2005-04-25 |