Anthony Wing Kai Yip
葉永楷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anthony Wing Kai Yip (葉永楷), a licensed former licensee with CE reference AHY021. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
Rep | Type 1 — Dealing in securities | 2014-03-24 | 2015-10-14 |
| Ping An Securities (Hong Kong) Futures Company Limited 平安證券（香港）期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-03-24 | 2015-10-14 |
| BGC Securities (Hong Kong) LLC |
RO | Type 3 — Leveraged foreign exchange trading | 2010-03-23 | 2011-03-21 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2010-03-23 | 2011-03-05 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 1 — Dealing in securities | 2010-03-03 | 2011-03-05 |
| BGC Securities (Hong Kong) LLC |
Rep | Type 1 — Dealing in securities | 2010-03-03 | 2011-02-28 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-03-03 | 2011-03-05 |
| BGC Securities (Hong Kong) LLC |
Rep | Type 2 — Dealing in futures contracts | 2010-03-03 | 2011-02-28 |
| BGC Securities (Hong Kong) LLC |
Rep | Type 3 — Leveraged foreign exchange trading | 2010-03-03 | 2010-03-23 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2010-03-03 | 2010-03-23 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-08-13 | 2010-02-18 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-08-31 | 2010-02-18 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2007-03-13 | 2010-02-18 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | present | 2005-10-07 |