Fung Kam Lok
駱鳳琴
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fung Kam Lok (駱鳳琴), a licensed former licensee with CE reference AHX667. This person has 9.0 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| QFIN HK Limited | Rep | Type 1 - Dealing in securities | 2019-12-17 | 2021-09-13 |
| QFIN HK Limited | Rep | Type 2 - Dealing in futures contracts | 2019-12-17 | 2021-09-13 |
| QFIN HK Limited | Rep | Type 4 - Advising on securities | 2019-12-17 | 2021-09-13 |
| QFIN HK Limited | Rep | Type 9 - Asset management | 2019-12-17 | 2021-09-13 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-11-07 | 2019-11-17 |
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-11-07 | 2019-11-17 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 4 - Advising on securities | 2017-11-07 | 2019-11-17 |
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | 2017-11-07 | 2019-11-17 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-03-23 | 2017-10-06 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-03-23 | 2017-10-06 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2016-03-23 | 2017-10-06 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2016-03-23 | 2017-10-06 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-04-13 | 2011-12-01 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-02-19 | 2011-12-01 |
| President Securities (Hong Kong) Limited 統一證券﹝香港﹞有限公司 |
Rep | Type 1 - Dealing in securities | 2008-03-19 | 2010-02-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Fung Kam Lok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.