David Rabinowitz
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Rabinowitz ( ), a licensed former licensee with CE reference AHW502. Total licence records on file: 47.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2026-01-14 | 2026-01-17 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2026-01-14 | 2026-01-17 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2026-01-14 | 2026-01-17 |
| UBS Securities Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2026-01-14 | 2026-01-17 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2025-11-05 | 2025-11-07 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2025-11-05 | 2025-11-07 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2025-11-05 | 2025-11-07 |
| UBS Securities Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2025-11-05 | 2025-11-07 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2025-05-23 | 2025-05-30 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2025-05-23 | 2025-05-30 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2025-05-23 | 2025-05-30 |
| UBS Securities Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2025-05-23 | 2025-05-30 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2025-01-14 | 2025-01-17 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2025-01-14 | 2025-01-17 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2025-01-14 | 2025-01-17 |
| UBS Securities Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2025-01-14 | 2025-01-17 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2024-09-10 | 2024-09-13 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2024-09-10 | 2024-09-13 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2024-09-10 | 2024-09-13 |
| UBS Securities Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2024-09-10 | 2024-09-13 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2024-05-24 | 2024-05-31 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2024-05-24 | 2024-05-31 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2024-05-24 | 2024-05-31 |
| UBS Securities Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2024-05-24 | 2024-05-31 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2023-06-23 | 2023-06-26 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2023-06-23 | 2023-06-26 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2023-06-23 | 2023-06-26 |
| UBS Securities Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2023-06-23 | 2023-06-26 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2023-03-03 | 2023-03-09 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2023-03-03 | 2023-03-09 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2023-03-03 | 2023-03-09 |
| UBS Securities Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2023-03-03 | 2023-03-09 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2018-04-27 | 2021-04-09 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2018-04-27 | 2021-04-09 |
| UBS Securities Hong Kong Limited | Rep | Type 7 — Providing automated trading services | 2018-04-27 | 2021-04-09 |
| UBS Securities Hong Kong Limited | RO | Type 1 — Dealing in securities | 2016-12-19 | 2018-04-27 |
| UBS Securities Hong Kong Limited | RO | Type 7 — Providing automated trading services | 2016-12-19 | 2018-04-27 |
| UBS Securities Hong Kong Limited | RO | Type 7 — Providing automated trading services | 2013-01-08 | 2016-12-18 |
| UBS Securities Hong Kong Limited | Rep | Type 7 — Providing automated trading services | 2011-10-14 | 2013-01-08 |
| UBS Securities Asia Limited | RO | Type 1 — Dealing in securities | 2010-09-06 | 2018-04-27 |
| UBS Securities Hong Kong Limited | RO | Type 1 — Dealing in securities | 2010-06-28 | 2016-12-18 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2006-12-14 | 2010-06-28 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2005-11-04 | 2021-04-09 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2004-06-02 | 2010-09-06 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | present | 2004-06-02 |
| UBS Securities Asia Limited | Rep | Type 6 — Advising on corporate finance | present | 2004-05-13 |
| UBS Securities Asia Limited | Rep | Type 9 — Asset management | present | 2004-05-13 |