Holly Li-Chen Liu Yeh
葉麗貞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Holly Li-Chen Liu Yeh (葉麗貞), a licensed former licensee with CE reference AHU954. This person has 12.4 years of SFC licence history. Total licence records on file: 11.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ethivo Asset Management (HK) Limited | Rep | Type 1 - Dealing in securities | 2019-04-08 | 2021-03-31 |
| Ethivo Asset Management (HK) Limited | Rep | Type 4 - Advising on securities | 2019-04-08 | 2021-03-31 |
| Ethivo Asset Management (HK) Limited | Rep | Type 9 - Asset management | 2019-04-08 | 2021-03-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2011-11-10 | 2013-09-07 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2010-09-03 | 2013-09-07 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2003-11-10 | 2010-09-03 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2013-09-07 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2003-10-16 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-10-16 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-10-16 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-10-16 |
Worked alongside
The 15 closest colleagues, strongest tie first — individuals licensed at the same firm as Holly Li-Chen Liu Yeh during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Sambit Mangaraj | Ethivo Asset Management (HK) Limited | 2019–2021 |
| Narayan Phatu Mulchandani | Ethivo Asset Management (HK) Limited | 2019–2021 |
| Roger Simon Pyrke | Ethivo Asset Management (HK) Limited | 2019–2021 |
| Yumiko Kurahashi | Ethivo Asset Management (HK) Limited | 2019–2021 |
| Wing Yan Ma | Ethivo Asset Management (HK) Limited | 2019–2021 |
| Wing Shan Ip | Ethivo Asset Management (HK) Limited | 2019–2021 |
| Haruo Kusakabe | Ethivo Asset Management (HK) Limited | 2019–2021 |
| Ammy Ah Wai Lam | Ethivo Asset Management (HK) Limited | 2019–2021 |
| Richa Sood | Ethivo Asset Management (HK) Limited | 2019–2021 |
| Masahiro Yoshikawa | Ethivo Asset Management (HK) Limited | 2019–2021 |
| Sin Ting Yeung | Ethivo Asset Management (HK) Limited | 2019–2021 |
| Masatoshi Kuboyama | Ethivo Asset Management (HK) Limited | 2019–2021 |
| Ching Fong Chan | Ethivo Asset Management (HK) Limited | 2019–2020 |
| Abhijeet Hivarekar | Ethivo Asset Management (HK) Limited | 2020–2021 |
| Tae Gyoon Lee | Ethivo Asset Management (HK) Limited | 2020–2021 |