Holly Li-Chen Liu Yeh
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Holly Li-Chen Liu Yeh (葉麗貞), a licensed Representative with CE reference AHU954. Currently licensed at 1 firm(s): Delftware Capital Management (HK) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 12.5 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Delftware Capital Management (HK) Limited 德衛奧資產管理（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2026-08-03 | present |
| Delftware Capital Management (HK) Limited 德衛奧資產管理（香港）有限公司 |
Rep | Type 4 - Advising on securities | 2026-08-03 | present |
| Delftware Capital Management (HK) Limited 德衛奧資產管理（香港）有限公司 |
Rep | Type 9 - Asset management | 2026-08-03 | present |
| Ethivo Asset Management (HK) Limited | Rep | Type 1 - Dealing in securities | 2019-04-08 | 2021-03-31 |
| Ethivo Asset Management (HK) Limited | Rep | Type 4 - Advising on securities | 2019-04-08 | 2021-03-31 |
| Ethivo Asset Management (HK) Limited | Rep | Type 9 - Asset management | 2019-04-08 | 2021-03-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2011-11-10 | 2013-09-07 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2010-09-03 | 2013-09-07 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2003-11-10 | 2010-09-03 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2013-09-07 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2003-10-16 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-10-16 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-10-16 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-10-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Holly Li-Chen Liu Yeh during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.