Ronald Kwok Ho Tam
譚國豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ronald Kwok Ho Tam (譚國豪), a licensed former licensee with CE reference AHU748. This person has 8.0 years of SFC licence history. Total licence records on file: 12.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 - Dealing in securities | 2011-03-11 | 2013-06-24 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-03-11 | 2013-06-24 |
| Stanhill (Hong Kong) Limited 高誠集團(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-11-29 | 2011-02-28 |
| Stanhill (Hong Kong) Limited 高誠集團(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-11-29 | 2011-02-28 |
| Stanhill (Hong Kong) Limited 高誠集團(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-01-25 | 2010-06-30 |
| Stanhill (Hong Kong) Limited 高誠集團(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-01-25 | 2010-06-30 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2008-11-20 | 2009-03-31 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-11-20 | 2009-03-31 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2007-12-13 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-06-01 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2007-12-13 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-06-01 |
Worked alongside
The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Ronald Kwok Ho Tam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Johnny Kok Chung Chan | Stanhill (Hong Kong) Limited | 2010–2011 |
| Ilyas Tariq Khan | Stanhill (Hong Kong) Limited | 2010–2011 |
| Patrick Chung Hang Yeung | Stanhill (Hong Kong) Limited | 2010–2011 |
| Sally Ann Ede-Golightly | Stanhill (Hong Kong) Limited | 2010 |
| Claudia Euna Ko | Stanhill (Hong Kong) Limited | 2010 |
| Livius Nurtanio | Stanhill (Hong Kong) Limited | 2010 |
| Jose Roy Hernandez Borromeo | Stanhill (Hong Kong) Limited | 2010 |