Kwok Ho Lo
盧國濠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Ho Lo (盧國濠), a licensed former licensee with CE reference AHU175. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
RO | Type 1 — Dealing in securities | 2005-03-31 | 2009-09-30 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2005-03-31 | 2009-09-30 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-03-29 | 2005-03-31 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-03-29 | 2005-03-31 |
| iTTa Capital Limited 意達資本有限公司 |
RO | Type 4 — Advising on securities | 2003-05-29 | 2004-11-26 |