Roy Christopher Pang
彭承輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roy Christopher Pang (彭承輝), a licensed former licensee with CE reference AHT858. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2010-10-06 | 2013-11-23 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 - Advising on corporate finance | 2010-10-06 | 2013-11-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2008-06-06 | 2010-06-21 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2008-06-06 | 2010-06-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2008-06-06 | 2010-06-21 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2008-06-06 | 2010-06-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2008-06-06 | 2010-06-21 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2008-06-06 | 2010-06-21 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | present | 2004-08-01 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | present | 2004-08-01 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 - Advising on corporate finance | present | 2004-08-01 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 - Asset management | present | 2004-08-01 |