Kwong Lun Cho
曹廣麟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwong Lun Cho (曹廣麟), a licensed former licensee with CE reference AHT594. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 — Dealing in securities | 2015-10-06 | 2021-03-01 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 — Advising on securities | 2015-10-06 | 2021-03-01 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 — Advising on corporate finance | 2015-10-06 | 2021-03-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2010-07-15 | 2015-07-03 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2010-07-15 | 2015-07-03 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2010-07-15 | 2015-07-03 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2010-07-15 | 2015-07-03 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2010-07-15 | 2015-07-03 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2010-07-15 | 2015-07-03 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-09-30 | 2010-07-14 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-09-30 | 2010-07-14 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-05-16 | 2008-01-28 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2006-05-16 | 2008-01-28 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-05-16 | 2008-01-28 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-06-07 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-06-07 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-06-07 |