Victoria Stacey Kalb
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Victoria Stacey Kalb ( ), a licensed former licensee with CE reference AHT205. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2025-10-23 | 2025-10-30 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2025-05-23 | 2025-06-02 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2024-10-15 | 2024-10-21 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2024-05-23 | 2024-06-01 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2023-11-24 | 2023-12-02 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2020-01-13 | 2020-01-15 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2019-06-19 | 2019-06-25 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2019-01-09 | 2019-01-15 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-09-18 | 2010-07-28 |