Yau Hung Szeto
司徒幼雄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yau Hung Szeto (司徒幼雄), a licensed former licensee with CE reference AHS151. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 4 - Advising on securities | 2006-03-31 | 2006-10-10 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 4 - Advising on securities | 2005-08-29 | 2006-02-20 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2005-04-15 | 2005-06-08 |
| Prudential Assurance Company Limited, The 英國保誠保險有限公司 |
Rep | Type 4 - Advising on securities | 2004-11-26 | 2005-03-31 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | present | 2003-06-11 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | present | 2003-06-11 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 9 - Asset management | present | 2003-06-11 |