Hock Leng Ng
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hock Leng Ng ( ), a licensed former licensee with CE reference AHQ947. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2026-01-30 | 2026-02-06 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2025-08-18 | 2025-08-25 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2025-02-21 | 2025-03-03 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | present | 2003-06-23 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2003-06-23 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 9 - Asset management | present | 2003-06-23 |