Daniel Raymond Wheeler
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daniel Raymond Wheeler ( ), a licensed former licensee with CE reference AHP526. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2025-05-09 | 2025-05-16 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2025-05-09 | 2025-05-16 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2011-02-01 | 2012-10-25 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2011-02-01 | 2012-10-25 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2007-05-29 | 2007-06-23 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2007-05-29 | 2007-06-23 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | present | 2003-08-01 |
| J.P. Morgan Futures Hong Kong Limited |
Rep | Type 2 — Dealing in futures contracts | present | 2003-08-01 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | present | 2003-08-01 |
| J.P. Morgan Futures Hong Kong Limited |
Rep | Type 5 — Advising on futures contracts | present | 2003-08-01 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-08-01 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 7 — Providing automated trading services | present | 2003-08-01 |
| J.P. Morgan Futures Hong Kong Limited |
Rep | Type 7 — Providing automated trading services | present | 2003-08-01 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 9 — Asset management | present | 2003-08-01 |
| J.P. Morgan Futures Hong Kong Limited |
Rep | Type 9 — Asset management | present | 2003-08-01 |