Daniel Raymond Wheeler
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daniel Raymond Wheeler, a licensed former licensee with CE reference AHP526. This person has 2.2 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2025-05-09 | 2025-05-16 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2025-05-09 | 2025-05-16 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2011-02-01 | 2012-10-25 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2011-02-01 | 2012-10-25 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2007-05-29 | 2007-06-23 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2007-05-29 | 2007-06-23 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-08-01 |
| J.P. Morgan Futures Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2003-08-01 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2003-08-01 |
| J.P. Morgan Futures Hong Kong Limited | Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-08-01 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-08-01 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-08-01 |
| J.P. Morgan Futures Hong Kong Limited | Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-08-01 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-08-01 |
| J.P. Morgan Futures Hong Kong Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-08-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Daniel Raymond Wheeler during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.