Philip James Neilson
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Philip James Neilson ( ), a licensed former licensee with CE reference AHN636. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| St. James's Place (Hong Kong) Limited |
RO | Type 4 — Advising on securities | 2006-11-02 | 2009-04-17 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
RO | Type 4 — Advising on securities | present | 2006-03-15 |