Zhigang Wu

吳志剛
CE No. AHK042 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhigang Wu (吳志剛), a licensed former licensee with CE reference AHK042. This person has 6.3 years of SFC licence history. Total licence records on file: 8.

Information

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Licence history

FirmRoleRegulated activityFromTo
FTN Financial Asia Limited Rep Type 1 - Dealing in securities 2009-08-05 2010-03-29
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司		 Rep Type 1 - Dealing in securities 2008-10-10 2008-12-16
Lehman Brothers Asia Limited
美國雷曼兄弟亞洲投資有限公司		 Rep Type 1 - Dealing in securities 2006-06-26 2008-09-29
Merrill Lynch (Asia Pacific) Limited Rep Type 1 - Dealing in securities Pre-2003 2006-06-03
Merrill Lynch (Asia Pacific) Limited Rep Type 4 - Advising on securities Pre-2003 2005-03-23
Merrill Lynch (Asia Pacific) Limited Rep Type 6 - Advising on corporate finance Pre-2003 2005-03-23
Merrill Lynch (Asia Pacific) Limited Rep Type 7 - Providing automated trading services Pre-2003 2006-06-03
Merrill Lynch (Asia Pacific) Limited Rep Type 9 - Asset management Pre-2003 2005-01-25

Worked alongside

The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Zhigang Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Michael Edward Kisber FTN Financial Asia Limited 2009–2010
Ping Lee FTN Financial Asia Limited 2009–2010
Stephen Vincent Mc Guire FTN Financial Asia Limited 2009–2010
Chia Chi Pohl Han FTN Financial Asia Limited 2009–2010
Stephen Keith Valadie FTN Financial Asia Limited 2009–2010
Jian Zhao FTN Financial Asia Limited 2009–2010
Yiru Hu FTN Financial Asia Limited 2009
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