Saurabh Beniwal
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Saurabh Beniwal, a licensed former licensee with CE reference AHI791. This person has 2.7 years of SFC licence history. Total licence records on file: 5.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2015-06-22 | 2016-10-18 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2012-06-07 | 2013-08-02 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2003-06-25 |
| UBS Securities Asia Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-06-25 |
| UBS Securities Asia Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-06-25 |