Saurabh Beniwal
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Saurabh Beniwal ( ), a licensed former licensee with CE reference AHI791. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2015-06-22 | 2016-10-18 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2012-06-07 | 2013-08-02 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | present | 2003-06-25 |
| UBS Securities Asia Limited | Rep | Type 6 - Advising on corporate finance | present | 2003-06-25 |
| UBS Securities Asia Limited | Rep | Type 9 - Asset management | present | 2003-06-25 |