Siu Cheung Yim
閻紹樟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Cheung Yim (閻紹樟), a licensed Representative with CE reference AHF674. Currently licensed at 2 firm(s): Guotai Junan Futures (Hong Kong) Limited, Guotai Junan Securities (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-07-08 | present |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2003-05-06 | present |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | 2003-05-09 | 2003-08-26 |