Siu Cheung Yim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Cheung Yim (閻紹樟), a licensed Representative with CE reference AHF674. Currently licensed at 2 firm(s): Guotai Junan Futures (Hong Kong) Limited, Guotai Junan Securities (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 23.2 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-07-08 | present |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2003-05-06 | present |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | 2003-05-09 | 2003-08-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Cheung Yim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.