Yumiko Ikezaki
池崎由美子
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yumiko Ikezaki (池崎由美子), a licensed former licensee with CE reference AHE142. This person has 4.0 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
RO | Type 4 - Advising on securities | 2004-11-10 | 2007-03-31 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
RO | Type 9 - Asset management | 2004-11-10 | 2007-03-31 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-11-10 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-11-10 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-11-10 |
Worked alongside
The 3 closest colleagues, strongest tie first — individuals licensed at the same firm as Yumiko Ikezaki during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Masako Watanabe | China Enterprise Securities Company Limited | 2003–2007 |
| Benoit Gilles Guerillot | China Enterprise Securities Company Limited | 2006–2007 |
| Walter Gilbert Mearns Nimmo | China Enterprise Securities Company Limited | 2007 |