Lan Chen
陳嵐
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lan Chen (陳嵐), a licensed former licensee with CE reference AHD684. This person has 9.6 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2017-09-20 | 2021-07-01 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2017-09-20 | 2021-07-01 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | 2017-09-20 | 2021-07-01 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-03-26 | 2017-05-25 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2003-11-26 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-11-26 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-11-26 |