Joel Stephan Guglietta
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joel Stephan Guglietta, a licensed former licensee with CE reference AHD235. This person has 2.6 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-07-19 | 2008-07-24 |
| Brevan Howard (Hong Kong) Limited | Rep | Type 9 - Asset management | 2005-12-24 | 2006-11-28 |
| HSBC Securities (Asia) Limited | Rep | Type 4 - Advising on securities | 2005-03-10 | 2005-10-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Joel Stephan Guglietta during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.