Hoi Fung (SFC:AHC593) Chan
陳凱豐
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hoi Fung (SFC:AHC593) Chan (陳凱豐), a licensed former licensee with CE reference AHC593. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-03-09 | 2010-09-10 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2009-03-09 | 2010-09-10 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2009-03-09 | 2010-09-10 |
| CAIIS Limited | Rep | Type 4 — Advising on securities | 2003-09-04 | 2004-05-03 |
| HSBC Trinkaus Investment Management Limited |
Rep | Type 4 — Advising on securities | present | 2003-07-31 |
| HSBC Trinkaus Investment Management Limited |
Rep | Type 6 — Advising on corporate finance | present | 2003-07-31 |
| HSBC Trinkaus Investment Management Limited |
Rep | Type 9 — Asset management | present | 2003-07-31 |