David Northam Roberts
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Northam Roberts ( ), a licensed former licensee with CE reference ADB641. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-11-01 | 2008-11-22 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2005-05-06 | 2005-11-01 |
| RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-09-07 | 2005-02-04 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-06-07 | 2005-05-06 |