Elizabeth Ching Yee Chung

鍾靜儀
CE No. AHC349 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Elizabeth Ching Yee Chung (鍾靜儀), a licensed former licensee with CE reference AHC349. Total licence records on file: 12.

Licence history

FirmRoleRegulated activityFromTo
BOCI Securities Limited
中銀國際證券有限公司
Rep Type 3 - Leveraged foreign exchange trading 2012-07-26 2014-11-26
BOCI Securities Limited
中銀國際證券有限公司
Rep Type 1 - Dealing in securities 2007-03-28 2017-04-10
BOCI Securities Limited
中銀國際證券有限公司
Rep Type 2 - Dealing in futures contracts 2007-03-28 2017-04-10
HSBC Broking Securities (Asia) Limited
滙豐金融證券(亞洲)有限公司
Rep Type 1 - Dealing in securities present 2007-03-17
HSBC Broking Futures (Asia) Limited
滙豐金融期貨(亞洲)有限公司
Rep Type 2 - Dealing in futures contracts present 2007-03-17
HSBC Broking Forex (Asia) Limited
滙豐金融外匯(亞洲)有限公司
Rep Type 3 - Leveraged foreign exchange trading present 2007-03-17
HSBC Broking Securities (Asia) Limited
滙豐金融證券(亞洲)有限公司
Rep Type 4 - Advising on securities present 2004-08-04
HSBC Broking Futures (Asia) Limited
滙豐金融期貨(亞洲)有限公司
Rep Type 5 - Advising on futures contracts present 2004-08-04
HSBC Broking Securities (Asia) Limited
滙豐金融證券(亞洲)有限公司
Rep Type 6 - Advising on corporate finance present 2004-08-04
HSBC Broking Securities (Asia) Limited
滙豐金融證券(亞洲)有限公司
Rep Type 7 - Providing automated trading services present 2003-09-02
HSBC Broking Futures (Asia) Limited
滙豐金融期貨(亞洲)有限公司
Rep Type 9 - Asset management present 2004-08-04
HSBC Broking Securities (Asia) Limited
滙豐金融證券(亞洲)有限公司
Rep Type 9 - Asset management present 2004-08-04

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