Patrick Hong

CE No. AHA591 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Patrick Hong (), a licensed former licensee with CE reference AHA591. Total licence records on file: 7.

Licence history

FirmRoleRegulated activityFromTo
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 4 - Advising on securities 2009-12-30 2016-04-13
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 1 - Dealing in securities 2008-10-10 2016-04-13
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 6 - Advising on corporate finance 2008-10-10 2016-04-13
Lehman Brothers Asia Limited
美國雷曼兄弟亞洲投資有限公司
Rep Type 1 - Dealing in securities 2005-12-01 2008-09-29
Lehman Brothers Asia Limited
美國雷曼兄弟亞洲投資有限公司
Rep Type 6 - Advising on corporate finance 2005-12-01 2008-09-29
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 1 - Dealing in securities 2004-03-30 2005-10-19
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 6 - Advising on corporate finance 2004-01-30 2005-10-19

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