Huimin (SFC:AGX447) Wu
吳惠敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Huimin (SFC:AGX447) Wu (吳惠敏), CE reference AGX447. Currently licensed at 1 firm(s): Trivest Advisors Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Trivest Advisors Limited | RO | Type 9 — Asset management | 2010-04-08 | present |
| Prime Capital Management Company Limited 湧金資產管理有限公司 |
RO | Type 4 — Advising on securities | 2005-05-24 | 2008-07-15 |
| Prime Capital Management Company Limited 湧金資產管理有限公司 |
RO | Type 9 — Asset management | 2004-09-15 | 2008-07-15 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-09-15 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-09-15 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-06 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2004-09-15 |