Kwok Wa Law
羅國華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Wa Law (羅國華), a licensed former licensee with CE reference AGW418. This person has 2.0 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-12-01 | 2005-04-07 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-11-19 | 2005-04-07 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 4 - Advising on securities | 2004-03-05 | 2004-11-17 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 1 - Dealing in securities | 2003-09-01 | 2004-11-17 |
| Honour Securities Company Limited 忠誠證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-08-13 |
| Honour Futures Limited 忠誠期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2003-08-13 |
| Honour Securities Company Limited 忠誠證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-08-13 |
| Honour Futures Limited 忠誠期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-08-13 |
| Honour Securities Company Limited 忠誠證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-08-13 |
| Honour Futures Limited 忠誠期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-08-13 |
| Honour Securities Company Limited 忠誠證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-08-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwok Wa Law during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.