Kwok Wa Law
羅國華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Wa Law (羅國華), a licensed former licensee with CE reference AGW418. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-12-01 | 2005-04-07 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-11-19 | 2005-04-07 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 4 — Advising on securities | 2004-03-05 | 2004-11-17 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 1 — Dealing in securities | 2003-09-01 | 2004-11-17 |
| Honour Securities Company Limited 忠誠證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-08-13 |
| Honour Futures Limited 忠誠期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2003-08-13 |
| Honour Securities Company Limited 忠誠證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-08-13 |
| Honour Futures Limited 忠誠期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-08-13 |
| Honour Securities Company Limited 忠誠證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-13 |
| Honour Futures Limited 忠誠期貨有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-13 |
| Honour Securities Company Limited 忠誠證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-13 |