Ricky Lik Ho Chan
陳歷豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ricky Lik Ho Chan (陳歷豪), a licensed former licensee with CE reference AGU592. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2018-05-15 | 2022-04-29 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-05-15 | 2022-04-29 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-07-14 | 2003-10-06 |
| Hong Kong Forex Investment Limited 香港外匯投資有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | present | 2003-10-06 |