Chung Sum Mok
莫仲森
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chung Sum Mok (莫仲森), a licensed former licensee with CE reference AGT453. This person has 4.5 years of SFC licence history. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 1 - Dealing in securities | 2007-10-24 | 2008-04-19 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2007-04-21 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-05-21 |
Worked alongside
The 18 closest colleagues, strongest tie first — individuals licensed at the same firm as Chung Sum Mok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.