Michael T Woo
吳忠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael T Woo (吳忠), a licensed former licensee with CE reference AGP791. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2013-07-02 | 2021-06-14 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2013-07-02 | 2021-06-14 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2013-07-02 | 2021-06-14 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2013-07-02 | 2021-06-14 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2013-07-02 | 2021-06-14 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2013-07-02 | 2021-06-14 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2007-05-14 | 2013-03-23 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 - Advising on corporate finance | 2007-05-14 | 2013-03-23 |