Wai Wah Yiu
姚偉華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Wah Yiu (姚偉華), a licensed former licensee with CE reference AGP181. This person has 8.0 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-09-07 | 2013-05-01 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-12-28 | 2011-07-29 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-12-31 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-12-31 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-31 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-12-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Wah Yiu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.