Wai Wah Yiu
姚偉華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Wah Yiu (姚偉華), a licensed former licensee with CE reference AGP181. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-09-07 | 2013-05-01 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-12-28 | 2011-07-29 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | present | 2003-12-31 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | present | 2003-12-31 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2003-12-31 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 9 - Asset management | present | 2003-12-31 |