Stephanie Kit Wai Law
羅潔慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephanie Kit Wai Law (羅潔慧), a licensed former licensee with CE reference AGN911. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2014-09-25 | 2018-04-30 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-09-25 | 2018-04-30 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-06-21 | 2014-03-14 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2006-04-07 | 2013-08-31 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-03-23 | 2014-03-14 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2006-03-23 | 2013-08-31 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | present | 2005-09-07 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 - Dealing in futures contracts | present | 2005-09-07 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | present | 2005-09-07 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 - Advising on securities | present | 2004-01-19 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 5 - Advising on futures contracts | present | 2004-01-19 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2004-01-19 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 7 - Providing automated trading services | present | 2003-07-07 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 9 - Asset management | present | 2004-01-19 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 9 - Asset management | present | 2004-01-19 |