Mo Yee Lam
林慕怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mo Yee Lam (林慕怡), a licensed former licensee with CE reference AGN596. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RO | Type 6 — Advising on corporate finance | 2012-07-27 | 2015-12-01 |
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2012-06-07 | 2012-07-27 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | present | 2003-06-25 |
| UBS Securities Asia Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-06-25 |
| UBS Securities Asia Limited | Rep | Type 9 — Asset management | present | 2003-06-25 |