Chung Wai (SFC:AGM503) Wong
黃頌偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chung Wai (SFC:AGM503) Wong (黃頌偉), a licensed former licensee with CE reference AGM503. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BCT Financial Limited 銀聯金融有限公司 |
Rep | Type 1 - Dealing in securities | 2015-09-24 | 2015-11-02 |
| BCT Financial Limited 銀聯金融有限公司 |
Rep | Type 4 - Advising on securities | 2015-09-24 | 2015-11-02 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2004-10-28 | 2005-09-09 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | present | 2005-09-09 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | present | 2004-02-26 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 9 - Asset management | present | 2004-02-26 |