Nathan Devereux Emerson
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nathan Devereux Emerson, a licensed former licensee with CE reference AGL793. This person has 4.0 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-01-26 | 2009-01-19 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2006-01-26 | 2009-01-19 |
| Mirabaud (Asia) Limited | Rep | Type 1 - Dealing in securities | 2005-03-11 | 2006-01-20 |
| Mirabaud (Asia) Limited | Rep | Type 4 - Advising on securities | 2005-03-11 | 2006-01-20 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-06-01 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-06-01 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-06-01 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-06-01 |
Worked alongside
The 5 closest colleagues, strongest tie first — individuals licensed at the same firm as Nathan Devereux Emerson during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Robert Francis Edwin Burr | Mirabaud (Asia) Limited | 2005–2006 |
| Michael David Leonard Downer | Mirabaud (Asia) Limited | 2005–2006 |
| Andrew Sidney Robert Mathers | Mirabaud (Asia) Limited | 2005–2006 |
| Vincent Wing Chiu Suen | Mirabaud (Asia) Limited | 2005–2006 |
| Richard Miles Wertheimer | Mirabaud (Asia) Limited | 2005–2006 |