John Frederick Clappier

CE No. AGL393 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Frederick Clappier (), a licensed former licensee with CE reference AGL393. Total licence records on file: 11.

Licence history

FirmRoleRegulated activityFromTo
Goldman Sachs (Asia) Securities Limited
高盛(亞洲)證券有限公司
Rep Type 1 - Dealing in securities 2016-10-11 2019-08-03
Goldman Sachs (Asia) Securities Limited
高盛(亞洲)證券有限公司
Rep Type 2 - Dealing in futures contracts 2016-10-11 2019-08-03
Goldman Sachs (Asia) Securities Limited
高盛(亞洲)證券有限公司
Rep Type 1 - Dealing in securities 2015-11-27 2016-10-10
Goldman Sachs (Asia) L.L.C.
高盛(亞洲)有限責任公司
Rep Type 1 - Dealing in securities 2015-07-06 2019-08-03
Goldman Sachs Futures (Asia) Limited
高盛期貨(亞洲)有限公司
Rep Type 2 - Dealing in futures contracts 2015-07-06 2016-10-10
Morgan Stanley Hong Kong Securities Limited Rep Type 2 - Dealing in futures contracts 2010-12-06 2011-05-24
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 - Dealing in securities 2010-03-29 2011-05-24
Morgan Stanley Hong Kong Futures Limited Rep Type 2 - Dealing in futures contracts 2010-03-29 2010-12-06
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 - Dealing in securities 2009-09-25 2009-10-02
Morgan Stanley Hong Kong Futures Limited Rep Type 2 - Dealing in futures contracts 2009-09-25 2009-10-02
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 - Dealing in securities 2007-11-26 2007-12-03

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