King Chan
陳璟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for King Chan (陳璟), a licensed former licensee with CE reference AGL192. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-03-27 | 2014-12-06 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 — Asset management | 2014-03-27 | 2014-12-06 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-08 | 2014-01-17 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 — Advising on securities | 2006-12-23 | 2014-01-17 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2005-06-24 | 2006-12-15 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-06-07 |