Yu (SFC:AGK819) Gao
高煜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu (SFC:AGK819) Gao (高煜), a licensed former licensee with CE reference AGK819. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| VisionStone Investment Management (Hong Kong) Co., Limited 觀硯資產管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2024-01-04 | 2024-12-02 |
| VisionStone Investment Management (Hong Kong) Co., Limited 觀硯資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2024-01-04 | 2024-12-02 |
| VisionStone Investment Management (Hong Kong) Co., Limited 觀硯資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2024-01-04 | 2024-12-02 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2016-04-19 | 2022-07-05 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 9 — Asset management | 2009-08-12 | 2022-07-05 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2005-08-15 | 2022-07-05 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2003-10-17 | 2005-08-15 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-08-15 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-10-10 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-08-15 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-10-10 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-10 |