Yu Gao

高煜
CE No. AGK819 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Gao (高煜), a licensed former licensee with CE reference AGK819. This person has 20.2 years of SFC licence history. Total licence records on file: 12.

Licence history

FirmRoleRegulated activityFromTo
VisionStone Investment Management (Hong Kong) Co., Limited
觀硯資產管理(香港)有限公司
RO Type 1 - Dealing in securities 2024-01-04 2024-12-02
VisionStone Investment Management (Hong Kong) Co., Limited
觀硯資產管理(香港)有限公司
RO Type 4 - Advising on securities 2024-01-04 2024-12-02
VisionStone Investment Management (Hong Kong) Co., Limited
觀硯資產管理(香港)有限公司
RO Type 9 - Asset management 2024-01-04 2024-12-02
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 4 - Advising on securities 2016-04-19 2022-07-05
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 9 - Asset management 2009-08-12 2022-07-05
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 - Dealing in securities 2005-08-15 2022-07-05
Citigroup Global Markets Hong Kong Futures and Securities Limited Rep Type 1 - Dealing in securities 2003-10-17 2005-08-15
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 1 - Dealing in securities Pre-2003 2005-08-15
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 4 - Advising on securities Pre-2003 2003-10-10
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2005-08-15
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 7 - Providing automated trading services Pre-2003 2003-10-10
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 9 - Asset management Pre-2003 2003-10-10

Worked alongside

The 2 closest colleagues, strongest tie first — individuals licensed at the same firm as Yu Gao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.

NameShared firmOverlap
Kingsley Kwok King Chan VisionStone Investment Management (Hong Kong) Co., Limited 2024
Chenyao Li VisionStone Investment Management (Hong Kong) Co., Limited 2024

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