Wing Chau Yeung
楊榮洲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Chau Yeung (楊榮洲), a licensed former licensee with CE reference AGK082. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2020-10-08 | 2022-02-25 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-03 | 2020-09-25 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2014-06-13 | 2017-10-02 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-01-05 | 2014-06-07 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-01-05 | 2014-06-07 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2003-10-08 | 2008-12-31 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 - Dealing in securities | present | 2003-09-17 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 4 - Advising on securities | present | 2003-09-17 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2003-09-17 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 7 - Providing automated trading services | present | 2003-09-17 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 9 - Asset management | present | 2003-09-17 |