Marshal Wai Chun Lok
駱瑋浚
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Marshal Wai Chun Lok (駱瑋浚), a licensed former licensee with CE reference AGI950. This person has 5.4 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
Rep | Type 1 - Dealing in securities | 2014-11-27 | 2015-04-13 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-11-27 | 2015-04-13 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-05-26 | 2011-05-03 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-05-26 | 2011-05-03 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-05-26 | 2011-05-03 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-03-28 | 2010-02-27 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 - Dealing in securities | 2005-10-20 | 2006-11-14 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 6 - Advising on corporate finance | 2005-10-20 | 2006-11-14 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-01-26 | 2004-02-13 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2004-01-26 | 2004-02-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Marshal Wai Chun Lok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Meng Hua Ng | BOCI Asia Limited | 2007–2010 |
| William Wai Tak Tong | BOCI Asia Limited | 2007–2010 |
| Yick Wai Albert Chang | BOCI Asia Limited | 2007–2010 |
| Xiaolu Chen | BOCI Asia Limited | 2007–2010 |
| Yat Sing Chan | BOCI Asia Limited | 2007–2010 |
| Zhihua Zhang | BOCI Asia Limited | 2007–2010 |
| Yan Cheng | BOCI Asia Limited | 2007–2010 |
| Rong Dai | BOCI Asia Limited | 2007–2010 |
| Ami Hei Man Ip | BOCI Asia Limited | 2007–2010 |
| Tong Wang | BOCI Asia Limited | 2007–2010 |
| Pengfei Wu | BOCI Asia Limited | 2007–2010 |
| Xiaohui Yan | BOCI Asia Limited | 2007–2010 |
| Vincent Chi Kin Lau | BOCI Asia Limited | 2007–2010 |
| Wing Yee Lam | BOCI Asia Limited | 2007–2010 |
| Fan Yang | BOCI Asia Limited | 2007–2010 |
| Siu Hang Chow | BOCI Asia Limited | 2007–2010 |
| Arthur Cheng | BOCI Asia Limited | 2007–2010 |
| Chung Ho Man | BOCI Asia Limited | 2007–2010 |
| Andy To Chung Wai | BOCI Asia Limited | 2007–2010 |
| Victor Chi Wing Pang | BOCI Asia Limited | 2007–2010 |