Lai Ping Kwong
鄺麗冰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lai Ping Kwong (鄺麗冰), a licensed former licensee with CE reference AGI851. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 1 - Dealing in securities | 2006-07-03 | 2007-07-01 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 4 - Advising on securities | 2006-07-03 | 2007-07-01 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 9 - Asset management | 2006-06-22 | 2006-06-25 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 - Advising on securities | present | 2006-06-25 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 9 - Asset management | present | 2005-03-23 |