Lai Ping Kwong
鄺麗冰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lai Ping Kwong (鄺麗冰), a licensed former licensee with CE reference AGI851. This person has 4.2 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 1 - Dealing in securities | 2006-07-03 | 2007-07-01 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 4 - Advising on securities | 2006-07-03 | 2007-07-01 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 9 - Asset management | 2006-06-22 | 2006-06-25 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2006-06-25 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-03-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lai Ping Kwong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.