Nelly Szu Chia Pai
白思佳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nelly Szu Chia Pai (白思佳), CE reference AGH243. Currently licensed at 1 firm(s): J.P. Morgan Securities (Far East) Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | RO | Type 1 — Dealing in securities | 2012-09-14 | present |
| J.P. Morgan Securities (Far East) Limited | RO | Type 4 — Advising on securities | 2012-09-14 | present |
| J.P. Morgan Securities (Far East) Limited | RO | Type 6 — Advising on corporate finance | 2012-09-14 | present |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 — Dealing in securities | 2012-01-13 | 2012-09-14 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 — Advising on securities | 2012-01-13 | 2012-09-14 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 — Advising on corporate finance | 2012-01-13 | 2012-09-14 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-11-30 | 2006-05-09 |