Ka Lai Yiu
姚嘉麗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Lai Yiu (姚嘉麗), a licensed former licensee with CE reference AGG807. This person has 17.4 years of SFC licence history. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 1 - Dealing in securities | 2023-08-03 | 2023-09-08 |
| BCT Financial Limited 銀聯金融有限公司 |
Rep | Type 1 - Dealing in securities | 2018-10-24 | 2022-09-08 |
| BCT Financial Limited 銀聯金融有限公司 |
Rep | Type 4 - Advising on securities | 2018-10-24 | 2022-09-08 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2013-12-20 | 2016-09-03 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2016-09-03 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-05-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Lai Yiu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Tak Luen Lee | BCT Financial Limited | 2018–2022 |
| Ho Shun Wong | BCT Financial Limited | 2018–2022 |
| Yuk Lin Au | BCT Financial Limited | 2018–2022 |
| Hau Chung Chan | BCT Financial Limited | 2018–2022 |
| Wai Ling Hui | BCT Financial Limited | 2018–2022 |
| Yik Ning Kwok | BCT Financial Limited | 2018–2022 |
| Ching Man Lai | BCT Financial Limited | 2018–2022 |
| Yun Man Lai | BCT Financial Limited | 2018–2022 |
| Wing-Wah Christine Lam | BCT Financial Limited | 2018–2022 |
| Kwan Keung Lau | BCT Financial Limited | 2018–2022 |
| Ka Ying Leung | BCT Financial Limited | 2018–2022 |
| Kit Sum Leung | BCT Financial Limited | 2018–2022 |
| Lung Fung Li | BCT Financial Limited | 2018–2022 |
| Yiu Fai Lok | BCT Financial Limited | 2018–2022 |
| Anny Ma | BCT Financial Limited | 2018–2022 |
| Sze Ming Ma | BCT Financial Limited | 2018–2022 |
| King Yue Shek | BCT Financial Limited | 2018–2022 |
| Hung Luk Sze | BCT Financial Limited | 2018–2022 |
| Yee Lam Yeong | BCT Financial Limited | 2018–2022 |
| Nelson Yat Sang Yeung | BCT Financial Limited | 2018–2022 |