Wai Ha Mok
莫惠霞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Ha Mok (莫惠霞), a licensed former licensee with CE reference AGG001. This person has 4.1 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Standard & Poor's Investment Advisory Services (HK) Limited | Rep | Type 4 - Advising on securities | 2011-12-02 | 2012-10-31 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-09-06 | 2006-05-23 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2004-09-06 | 2006-05-23 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 - Asset management | 2004-09-06 | 2006-05-23 |
| Bank Consortium Trust Company Limited 銀聯信託有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-09-04 |
| Bank Consortium Trust Company Limited 銀聯信託有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-11-18 |
| Bank Consortium Trust Company Limited 銀聯信託有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-11-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Ha Mok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.