Lu (SFC:AGF426) Sun
孫璐
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lu (SFC:AGF426) Sun (孫璐), CE reference AGF426. Currently licensed at 1 firm(s): Trivest Advisors Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Trivest Advisors Limited | RO | Type 9 — Asset management | 2010-04-08 | present |
| Indus Capital Advisors (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2007-08-21 | 2010-02-05 |
| Indus Capital Advisors (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2007-03-07 | 2007-08-21 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 — Advising on securities | present | 2007-03-02 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-12 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-12 |