Ka Wai (SFC:AGF175) Chan
陳嘉慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Wai (SFC:AGF175) Chan (陳嘉慧), a licensed former licensee with CE reference AGF175. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LGT Investment Management (Asia) Limited | Rep | Type 1 — Dealing in securities | 2019-09-17 | 2022-01-12 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-09-09 | 2003-11-06 |
| CLSA Futures Limited 里昂期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-09-09 | 2003-11-06 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2003-07-28 | 2003-09-08 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2003-07-28 | 2003-09-08 |