Shan (SFC:AGE826) Jiang
姜山
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shan (SFC:AGE826) Jiang (姜山), a licensed former licensee with CE reference AGE826. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2004-09-09 | 2007-02-01 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 - Advising on corporate finance | 2004-09-09 | 2007-02-01 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | present | 2003-06-25 |
| UBS Securities Asia Limited | Rep | Type 6 - Advising on corporate finance | present | 2003-06-25 |
| UBS Securities Asia Limited | Rep | Type 9 - Asset management | present | 2003-06-25 |