Serena Rebecca Aufrere F. Wallace-Turner

CE No. AGD739 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Serena Rebecca Aufrere F. Wallace-Turner (), a licensed former licensee with CE reference AGD739. Total licence records on file: 6.

Licence history

FirmRoleRegulated activityFromTo
Citigroup Global Markets Hong Kong Futures and Securities Limited Rep Type 1 - Dealing in securities 2003-10-17 2005-04-11
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 1 - Dealing in securities present 2005-04-11
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 4 - Advising on securities present 2003-10-13
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 6 - Advising on corporate finance present 2003-10-13
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 7 - Providing automated trading services present 2003-10-13
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 9 - Asset management present 2003-10-13

Related