Bing Sum Mak
麥冰心
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bing Sum Mak (麥冰心), a licensed former licensee with CE reference AGC300. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2024-10-02 | 2024-11-27 |
| South China Research Limited 南華資料研究有限公司 |
Rep | Type 4 — Advising on securities | 2024-10-02 | 2024-11-27 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-04-20 | 2008-11-19 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2006-04-20 | 2008-11-19 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 — Asset management | 2006-04-20 | 2008-11-19 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 — Advising on securities | 2004-08-20 | 2006-04-13 |
| UKFP (Asia) HK Limited | Rep | Type 1 — Dealing in securities | present | 2004-08-16 |
| UKFP (Asia) HK Limited | Rep | Type 4 — Advising on securities | present | 2004-08-16 |
| UKFP (Asia) HK Limited | Rep | Type 6 — Advising on corporate finance | present | 2004-05-24 |
| UKFP (Asia) HK Limited | Rep | Type 9 — Asset management | present | 2004-08-16 |